Compliance Officer - Monitoring & Assurance

Posted 27 November 2023
Salary £55000 - £65000 per annum + bonus + benefits
LocationCity of London
Discipline Compliance & Legal
ReferencePM748922
Contact NamePaul Miller

Job description

A fast-growing insurance company is currently seeking a compliance officer to join their monitoring and assurance team.

This is a broad role, one that will see you take ownership for a number of duties. These include:

  • Keeping up-to-date with any FCA / PRA regulatory requirements in order to provide clear advice to the business
  • Independently leading SM&CR activity and liaising with all relevant stakeholders to ensure compliance is always maintained
  • Keeping the Head of Advisory informed of any identified issues or regulatory developments
  • Acting as 2LOD approver of financial promotions
  • Providing advice and support on regulatory matters in company projects, such as the implementation of new regulation
  • Providing summarised reports and newsletters on legal and regulatory requirements
  • Developing appropriate procedures and controls
  • Creating quarterly board reports

You will:

  • Have compliance experience gained within general insurance
  • Possess advanced SM&CR knowledge
  • Have experience of executing individual and company applications