Senior Compliance Officer

Posted 2023年10月02日 19:56
Salary bonus + benefits
LocationCity of London
Discipline 合规与法律
Contact NamePaul Miller

Job description

Duties will include:

  • Providing timely and high quality advice/challenge to the stakeholders across the business on regulatory considerations.
  • Building positive relationships with peers across the business to ensure that regulatory considerations are met
  • Supporting the Senior Managers in delivery of their respective integrated assurance plans.
  • Working alongside the Senior Managers to undertake in-depth thematic compliance monitoring reviews and report on your findings to relevant committees and working groups.
  • Understanding the financial crime landscape in which the business operates and advising the business on the suitability of transactions within this landscape.
  • Providing training and support to the business on regulatory affairs, advising and leading through change.
  • Working with Senior Managers to support production of Compliance papers to committees and working groups
  • Undertaking horizon scanning of emerging regulatory risk and working with the Senior Managers to help ensure operationalisation of change is delivered appropriately.
  • Attending operational and project meetings to provide regulatory advice and challenge to business stakeholders
  • Providing adhoc assistance and support to the Risk and Compliance Leadership Team on specific initiatives as required.
  • Engage in market-wide initiatives and groups to understand and shape market thinking.
  • Championing a culture of risk awareness

What you'll need:

* At least 5 years' experience of working in a compliance function within the GI sector and/or consultancy experience in this space.