Compliance Officer

Posted 2023年11月06日 23:40
Salary £50000 - £60000 per annum
LocationSurrey
Discipline 合规与法律
ReferencePM437839
Contact NamePaul Miller

Job description

A highly-successful insurance brokerage is currently seeking a Compliance Officer.

You will join an SME, a firm that provides exceptional client service and has a high client retention rate. It is anticipated that you will be in the office 3 days a week and working from home for two.

This is a stand-alone role. All processes and procedures are in place but you can use your knowledge and experience to update these where beneficial. Other duties include:

  • Managing data protection, the breaches log, complaints log, gifts & hospitality log along with overseeing product governance.
  • Auditing account executives / claims colleagues
  • Checking E&O issues on a monthly basis and carrying out relevant reporting
  • Completing FCA returns

It is essential for this position that you have worked in compliance for an insurance business. Unfortunately, applications cannot be considered unless you have that.